Always compliant
Compliance isn’t a layer on top. It’s how the platform thinks.
Every interaction is classified, every response is logged, every handoff is documented. Here’s the architecture behind that guarantee.
Tier 1
Factual response
Market data, portfolio performance, general financial information. No suitability assessment required.
Tier 2
Contextual response
Requires client context — risk profile, investment horizon, holdings. Disclosures applied automatically.
Tier 3
RM handoff
Regulated advice trigger. AI does not answer. RM receives a structured brief — what was asked, what was surfaced, what the obligation is.
Answer delivered with source attribution
Answer delivered with disclosure applied
RM brief generated. No AI answer given.
Every interaction logged regardless of tier — timestamp, classification, sources used, policy checks applied, response delivered.
Regulatory alignment
Built for the markets you operate in.
MAS Technology Risk Management Guidelines
Singapore
MAS Notice FAA-N16
Financial Advisers Act compliance
SFC Code of Conduct
Hong Kong
MiFID II
European Union
DORA
EU Digital Operational Resilience Act
Audit and governance
Every interaction is logged. Nothing is a black box.
Full interaction logging
Timestamp, question, classification, sources, policy checks, response, handoff trigger.
Exportable logs
Standard formats for regulatory review. Retention period configurable to local requirements.
Explainable AI
Every response includes a reasoning path for compliance review.
Data residency
Deploy in your preferred region — Singapore, EU, US, or on-premise. Data never leaves your chosen jurisdiction without explicit configuration.
Get in touch
See the client intelligence layer in action
Book a demo with our team.